Mackenzie Investments

  • Associate Manager, Internal Audit

    Job Location CA-ON-Toronto
    Posted Date 2 weeks ago(2 weeks ago)
    Reference Number
    18-182
    # Positions
    1
    Job Type
    Full Time
    Job Industry
    Financial Services and Banking
    Career Level
    Experienced
    Years of Experience
    4
  • Job Description

    IGM Financial Inc. is one of Canada's premier personal financial services companies, and one of the country’s largest managers and distributors of mutual funds and other managed asset products, with over CAD$157 billion in total assets under management as at January 31, 2018. Its activities are carried out principally through Investors Group, Mackenzie Investments and Investment Planning Counsel.

     

    Department Summary:

    The Internal Audit Department is an independent appraisal function within the Corporation which has been established in order to examine and evaluate the activities of the Corporation. The objective of Internal Audit is to assist members of the Corporation in the effective discharge of their responsibilities. To this end, Internal Audit furnishes these individuals with analyses, appraisals, recommendations, counsel and information concerning the activities reviewed. The audit objective includes promoting effective and efficient controls. The members of the Corporation who are assisted by Internal Audit include those in Management and the members of the Board of Directors.

     

    Position Summary: 

    Reporting to the Director, Operational, Financial & Regulatory Compliance Auditing the Associate Manager, Internal Audit position is responsible for the planning, development, execution, and coordination of audit procedures designed to ensure that financial, operational, information systems, and regulatory compliance processes have adequate internal controls which are operating in an effective manner. This position is also responsible for communicating audit findings and recommendations to Management.

     

    DUTIES INCLUDE:

    • Plan assigned audit engagements while ensuring adherence to International Professional Practices Framework (IPPF)
    • Execute, review and supervise fieldwork activities in connection with assigned audit engagements
    • Report to members of Internal Audit Management on the status and results of audits including significant issues and potential improvements
    • Communicate audit results through preparation of written reports
    • Engage with auditee or senior management to plan and review status of audits and to discuss and review audit findings

    QUALIFICATIONS:

    • Completion of a Bachelor of Commerce degree or other related post-secondary degree.
    • Professional Accounting Designation (CPA, CA, CMA or CGA) and/or Chartered Financial Analyst (CFA) designation and/or other relevant professional certification/accreditation.
    • Minimum 4 years relevant audit and/or Financial Services industry experience.
    • Experience and/or knowledge in one or more of the following areas would be considered an asset:
      • Project Management
      • MFDA and/or IIROC regulations
      • Investment Management (including knowledge of applicable regulatory requirements)
      • Brokerage Operations
    • Strong analytical and problem-solving skills.
    • Excellent interpersonal, verbal and written communication skills.
    • Proficient in Microsoft Office (PowerPoint, Excel and Word).
    • Excellent organizational skills.
    • An equivalent combination of education and experience may be taken into consideration.

    OTHER JOB RELATED INFORMATION:

    Travel required

     

    Internal Applicants:

    If you are interested in applying for this position please direct applications on-line using the “apply for this job” icon located at the bottom or to the left of the posting. If you would like to refer someone for the position please email the posting using the “email this job” option and have your referral indicate that they were referred by you when completing the application. All resumes should be received by August 21, 2018. If you have any questions regarding this position, please contact Human Resources. Please record your extension number on your resume and cover letter.

     

    External Applicants:
    We thank all applicants for their interest in Mackenzie Investments; however only those candidates selected for an interview will be contacted. Mackenzie Investments offers an exciting and challenging work environment, a competitive base salary, performance-based bonuses, excellent benefits, recognition for your accomplishments, and opportunities for personal and professional growth.

     

    Mackenzie Investments is an equal opportunity employer and is committed to providing employment accommodations in accordance with the Ontario Human Rights Code and the Accessibility of Ontarians with Disabilities Act. Please advise Human Resources if you require an accommodation.

     

    File # 18-182

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